compliance

DORA — operational resilience evidence on one platform.

The Digital Operational Resilience Act (Regulation (EU) 2022/2554) became applicable on 17 January 2025 across the EU financial sector and its critical ICT third parties. DORA harmonises ICT risk-management, incident reporting, threat-led penetration testing, third-party risk, and information sharing across banking, insurance, investment firms, crypto-asset service providers, and more.

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What DORA requires.

Chapter II (Articles 5-15) — ICT risk management framework: governance, identification, protection + prevention, detection, response + recovery, learning + evolving, communication.

Chapter III (Articles 17-23) — ICT-related incident reporting: classification, initial / intermediate / final reports to the competent authority within prescribed windows.

Chapter IV (Articles 24-27) — Digital operational resilience testing: programme, threat-led penetration testing (TLPT) for significant entities every 3 years.

Chapter V (Articles 28-44) — Managing ICT third-party risk: register of contractual arrangements, due-diligence, contractual provisions, oversight framework for critical ICT third-party providers (CTPPs).

Chapter VI (Articles 45-49) — Information-sharing arrangements.


How TeamSync addresses DORA.

1. ICT risk management documentation as TeamSync structured base.

ICT risk policies, control evidence, risk-register entries modelled as structured TeamSync documents.

2. Incident-reporting workflow.

Incident classification, initial / intermediate / final report generation per ESA-published templates; submission tracking; timeline evidence anchored.

3. Third-party register.

[Article 28] register of contractual arrangements with required attributes (criticality, function supported, data location, exit strategy, etc.); maintained continuously, exportable on demand.

4. TLPT evidence vault.

Threat-led penetration testing scope, methodology, results, remediation tracked with audit anchors.

5. Information-sharing artefacts.

Article 45 information-sharing structured for participation in industry exchanges.

6. Audit ledger anchors all DORA evidence.

Merkle audit ledger anchors evidence; supervisor inquiry (ECB / EIOPA / ESMA / national competent authorities) answered from cryptographic record.


What customers see.

Aspect TeamSync coverage
ICT risk management framework evidence Structured documents
Incident reporting (initial/intermediate/final) Templated workflow
Third-party register Continuous
TLPT evidence vault Anchored
Information-sharing Article 45 ready
Cross-rule overlays DORA + NIS2 + GDPR
Supervisor inquiry response Pre-formatted pack

Adjacent rules + frameworks served.

  • NIS2 (Directive (EU) 2022/2555) — wider critical-entity cybersecurity
  • PSD2 + PSD3 (in train) — payment-services parallel
  • ECB Guide on cyber resilience — ECB-supervised entities
  • Bank of England Operational Resilience — UK parallel post-Brexit
  • MAS TRM Guidelines + HKMA Cyber Resilience — APAC parallels

Personas this overlay serves.


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